regulation

The UK division of one of India’s largest public sector banks, Canara, has been fined £896,100 (€1 million) and barred...

SGG Group, an investor services provider, has acquired Lawson Conner, a London-based regulatory and compliance outsourcing firm. Lawson Conner operates...

The pressure of unbundling broker research costs due to 2018 regulatory changes in capital markets has started to be felt...

Many Ucits equity funds – including some that are already under fire for allegedly being “closet index-trackers” – are failing...

The European Securities and Markets Authority (Esma) has appointed a director of the Central Bank of Ireland to its seven-person...

Fund professionals feel compliance costs are hampering tech adoption. So where would they spend the money if they could? A...

KNEIP’s Lauri Paal draws on his experience working at Skype to see how technology and outsourcing can play a role...

The International Capital Market Association is seeing an increasing need for collateral management knowledge among professionals. Tim Steele asks why....

For those asset managers’ legal and compliance teams who breathed a sigh of relief in January when MiFID II was...

If regulatory reporting became machine-readable, it would reduce friction and could lead to more profound benefits. Nicholas Pratt reports. One...