regulation

More industry bodies have welcomed the European Parliament’s recommendation to extend the review of the ‘Priips’ investment fund rules. The...

A German funds trade body - which is one of the most vociferous critics of Priips regulations - has welcomed...

Europe’s asset management trade body has told financial regulators that their recent consultation paper does not go far enough in...

Many fund managers and brokers are failing to tighten up their dealing processes despite pressure from major capital markets regulations...

After the barrage of regulations precipitated by the financial crisis, France’s three asset servicing giants are at last free to...

Even though the UK has now implemented the General Data Protection Regulation (GDPR), it’ll need to agree new arrangements with...

Securities research from sources other than brokers should be thriving under MiFID II, but as Nicholas Pratt finds, the independents...

Best execution within securities is an area where MiFID II is having a major impact. Gerard Walsh of Northern Trust...

In China, technology companies are changing how retail investors allocate capital, but it is not a zero-sum competition with traditional...

Asset managers would resist a move by regulators in Europe to enforce socially responsible investment criteria through legislation, research indicates....