regulation

Goldman Sachs International’s transaction reporting failures for which it was fined £34.3 million this week were in some cases similar...

The London-based Alternative Investment Management Association (AIMA) has opened its second office in the US, in Washington DC. According to...

London Stock Exchange (LSE) Group has received regulatory approval to operate a trade repository in Amsterdam in case of a...

Fund managers face yet another extensive reporting exercise under new securities finance rules. But the result could be a better...

Cross-border rules in the EU relating to Ucits can be complex. For anyone new to the market or in need...

The Swiss fund market is the fourth largest in Europe with a 7.2 % market share and a total volume...

The UK financial regulator is to consider banning fees charged by investment platforms to make it easier for investors to...

The two fund domiciles of Jersey and Guernsey, which specialise in alternative investment vehicles, have gained agreements between the islands’...

Five asset managers were due to take part in the first meeting of a forum that UK regulators organised to...

The UK’s financial regulator the Financial Conduct Authority (FCA) is urging firms to make sure all necessary steps are in...