regulation

Our panel of experts discusses the best ways to achieve efficiency, data regulations, the challenge of fragmented market practices and...

Mark Gem, Chair of Clearstream Risk Committee and Member of the Executive Board at Clearstream, questions why it has become...

Investment banks are “overconfident” they will meet the requirements of the EU’s Securities Financing Transactions Regulation (SFTR), which comes into...

Only one tenth of Luxembourg-domiciled funds would technically be allowed for distribution in Germany when further performance fee requirements come...

Franklin Templeton Fund Management Limited has appointed three non-executive directors to boost the firm’s fund governance. In the newly-created roles, Henrietta...

The Luxembourg financial regulator, the Commission de Surveillance de Secteur Financier or CSSF, has published guidance on anti-money laundering and...

Almost 400 entities in the UK that were subject to capital markets rules known as ‘MiFIR’ had problems with transaction...

We moved on to ask respondents how data was used within their organisation (fig 5). Just over a third view...

There has been extensive research during the past five years exploring how financial transaction processing and record-keeping can be remodelled...

Private bank Julius Baer is to sign up to the UN principles for responsible banking, making it the first Swiss...