Managers in UK scope have fail-safe option as FCA ramps up pressure ahead of T+1

The FCA has provided a wakeup call to the industry: T+1 readiness will not be a walk in the park, ...

Do no harm: A call for responsible Consolidated Tape expansion

Recent policy momentum around the Savings and Investments Union (SIU) and the drive to deepen EU capital markets, particularly through ...

Beating the billion dollar ETF race against the sanctions clock

When the US Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced sanctions on Rosneft and Lukoil last ...

Regulatory crossroads: What increasing divergence means for investment funds

Regulatory policy has never been in complete alignment, despite the longstanding Transatlantic alliance. A series of policy decisions this year, ...

SIFA leverages GitHUB for technical working group

The Swedish Investment Fund Association (Fondbolagens förening) has established a new working group focused on technology and back-office issues, which ...

SMEs in focus of new rules from Swift network

SME sized managers looking to build cross border business in the retail segment could be among those benefitting from commitment ...

Denmark needs to do better on AML – Finance Denmark

Finance Denmark (Finans Danmark), the local association representing banks and mortgage institutions, asset managers, stockbrokers, investment funds, and data centres, ...

CSSF implements new data entry form for investment firms

The Commission de Surveillance du Secteur Financier (CSSF), Luxembourg's financial services regulator, has issued a notice that henceforth investment firms ...

Tag: Regulation