regulation

Investment research budgets have seen a notable increase in the first half of 2024, both in absolute terms and as...

A high-level panel of industry experts are set to discuss one of the funds industry’s most challenging, growing, complex and...

Two-thirds (65%) of alternative fund managers have faced governance-related fines or sanctions in the past two years, prompting a significant...

Today, asset managers are in a perfect storm – having to balance constant regulatory change, technological disruption, and evolving client...

One year after the UK regulator Financial Conduct Authority’s (FCA) Consumer Duty regulations for financial services firms were introduced, research...

Asset managers in the UK will gain greater freedom over how they pay for investment research by allowing the ‘bundling’...

The Swiss arm of London-based investment partnership J Stern & Co has been granted an asset manager licence by the...

Research shows that over half of financial advisers are turning clients away as they grapple with the UK Consumer Duty...

Alternative fund managers are bracing for a surge in compliance risks over the next two years, according to a study....

Kaela Finn-Smith of real estate advisor CBRE looks at the new landmark Sustainability Disclosure Requirements introduced by the UK financial...