regulation

Asset managers in the UK will gain greater freedom over how they pay for investment research by allowing the ‘bundling’...

The Swiss arm of London-based investment partnership J Stern & Co has been granted an asset manager licence by the...

Research shows that over half of financial advisers are turning clients away as they grapple with the UK Consumer Duty...

Alternative fund managers are bracing for a surge in compliance risks over the next two years, according to a study....

Kaela Finn-Smith of real estate advisor CBRE looks at the new landmark Sustainability Disclosure Requirements introduced by the UK financial...

Calastone has seen a ‘power surge’ in its fund transaction network, with firms showing more interest in automated settlement. What...

Despite general agreement on the technical solutions needed to implement the EU's Capital Markets Union, political leadership has been sorely...

Pimfa, the trade association for wealth management, investment services and the financial advice and planning industry, has called on the...

After months of negotiations under the Belgian Council Presidency, EU member states confirmed their position on the retail investment strategy...

Jan De Spiegeleer of RiskConcile explains key challenges and regulatory requirements with regards to liquidity stress testing and how technology...