regulation

Alternative managers face their first reporting deadline in early 2015. Nicholas Pratt looks at the state of preparedness and problem...

High profile lawsuits, a best-selling expose and unwelcome regulation have brought dark pools under the spotlight. Nicholas Pratt discovers some...

The UK investment management industry is returning to pre-crisis levels of assets under management (AUM), with managers reporting an average...

The European Fund and Asset Management Association (Efama) is calling for a pause in the introduction of new regulation to...

Woodford Investment Management has made senior appointments to strengthen its compliance and operations team. Woodford, which has £8 billion (€10...

Fund Recs and CloudMargin, two financial services technology providers, have formed a partnership to offer a collateral management and portfolio...

Fragmented data management processes have become one of the most pressing concerns for financial firms, amid increased regulatory requirements and...

ETF providers have done well to provide investors with building blocks for equity portfolios. There is now a need for...

There are clear benefits of trade reporting for European ETFs and all the major market players have expressed their support....

As the ETF market in Europe grapples with the challenges of market structure, transparency and regulation, Fiona Moore at Northern...